Financial Advisor Lawyer

Your ability to recover your losses due to financial advisor malpractice is dependent on a number of factors. Where and how you can sue your advisor changes depending on federal and state laws, the investments you hold, and the terms of the customer agreement or contract you signed when you began working with your advisor.

Bringing a case against your financial advisor can be a complex process. A good case often requires an attorney with in-depth knowledge about financial advisors and the financial industry.

The attorneys at Gibbs Law Group are extremely experienced in financial fraud litigation and have the track-record to prove it.

There are many different ways to sue your financial advisor and hold them accountable for fraud or negligence. Gibbs Law Group handles some of the most complex financial advisor cases, including:

• Failure to disclose important investment information
• Placing clients in unsuitable investments for their age and preferred risk
• Overconcentration of a client’s portfolio
• Executing unauthorized transactions
• Providing unrealistic investment guarantees

In some instances, instead of pursuing a case through court, you may be able to pursue your case through the FINRA arbitration process.

FINRA recommends that you consider hiring an attorney when pursuing FINRA arbitration or mediation. This is because, according to FINRA, advisor firms are generally represented by an attorney. Firm’s attorneys are often well-versed in financial advisor conduct and the industry. In order to build a strong case against your advisor, you may need a lawyer who is just as, if not more, experienced that your advisor’s defense.

Gibbs Law Group has the financial expertise to properly represent you against your financial advisor. We work on a contingency basis, meaning there are no up-front fees. We only get paid if we win.

Investment scams have become extremely common in today’s economy. Even the most seasoned investors get caught in scams from time to time. If you fall victim to investment fraud, you may feel as though you have no where to turn. But there are options to recover your losses from investment scams, and you may be eligible.

Gibbs Law Group has continually been at the forefront of investment fraud prosecution. Our Financial Advisor Lawyers specialize in a variety of investment scams including pyramid schemes, ponzi schemes, EB-5 investment fraud, and real estate investment trusts. Speak with a financial fraud lawyer today and see how you may recover your losses.

If you think your financial advisor took advantage of you or a family member, there are steps you can immediately take to fight back:

1. Don’t delay
   Every legal claim has a certain amount of time in which you must file a lawsuit (known as a “statute of limitations”). If you don’t act within that time period, you may lose your ability to sue your broker. Sometimes when investors discover that they have been defrauded, they feel embarrassed and ashamed; this can paralyze people and prevent them from seeking help or taking quick action. Reacting rapidly when you discover a possible fraud is incredibly important because the passage of time may affect your rights.
2. Gather your documents
   Financial statements, stock trades, customer agreements, emails, and other correspondence with your financial advisor could be relevant and useful. If don’t have immediate access to all records that are relevant to your case, however, we are still happy to consult with you.
3. Consult with an experienced financial fraud lawyer
   Our skilled financial fraud lawyers can conduct an account audit to determine the full extent of your damages and determine whether misconduct occurred. Investment or financial advisors who commit one type of fraud or scam often don’t stop there — understanding the full extent of the harm is critical to determining how best to proceed.

Some investors are concerned about the prospect of paying an hourly rate or having to pay out-of-pocket in advance for legal representation to sue their financial advisor. We represent our clients on a contingency or “success-fee” basis, which means that if you win the case, the lawyer’s fee comes out of the money awarded to you. If you lose, you will not be required to pay your attorney for the work done on the case.

We are happy to discuss any questions related to our fees as well as different arrangements we can structure.